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The New York Stock Exchange Listed Company Manual is the comprehensive rulebook for listed companies. The Manual also details original and continued listing requirements of the Exchange and sets forth NYSE rules and policies on such matters as corporate governance, shareholder communications, and shareholder approval.
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What's New
* Listed Company Manual rule changes approved from July 2009 through the present are listed below.
Sections
Section 102.01
- Minimum Numerical Standards—Domestic Companies—Equity Listings (approved August 13, 2009)
Section 102.01B
- Company must demonstrate an aggregate market value...
(approved January 21, 2010)
Section 102.01C
- A company must meet one of the following financial standards
(approved January 21, 2010)
Section 103.01A
- A company must meet the following distribution, size and price requirements
(approved January 21, 2010)
Section 103.01B
- A company must meet one of the following financial standards
(approved January 21, 2010)
Section 202.06
- Procedure for Public Release of Information (approved April 21, 2010)
Section 203.01
- Annual Financial Statement Requirement (approved October 1, 2009)
Section 203.02
- Interim Earnings Release Requirement (approved October 1, 2009)
Section 303A.00
- Corporate Governance Standards (approved November 25, 2009)
Section 307.00
- Related Party Transactions (approved November 25, 2009)
Section 402.09
- Exchange Proxy Contest Rules (approved July 1, 2009)
Section 703.12
- Warrants Listing Standards (approved December 2, 2009)
Section 703.22
- Equity Index-Linked Securities, Commodity-Linked Securities and Currency-Linked Securities (approved December 23, 2009)
Section 802.01
- Continued Listing Criteria (approved July 14, 2009)
Section 802.01B
- Numerical Criteria for Capital or Common Stock (approved November 2, 2009)
Section 802.01C
- Price Criteria for Capital or Common Stock (approved September 2, 2009)
Section 902.05
- Fees for Listing Structured Products (approved January 12, 2010)
Section 905.01
- Requesting Customer Instructions When Broker May Vote on All Proposals Without Instructions (approved November 20, 2009)
Section 905.02
- Sending Signed Proxies to Customers When Proxy Contains No Proposals to be Voted On (approved November 20, 2009)
Section 905.03
- Requesting Customer Instructions When Broker May Vote on Certain But Not All of the Proposals Without Instructions (approved November 20, 2009)
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