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The New York Stock Exchange Listed Company Manual is the comprehensive rulebook for listed companies. The Manual also details original and continued listing requirements of the Exchange and sets forth NYSE rules and policies on such matters as corporate governance, shareholder communications, and shareholder approval.
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What's New
* Listed Company Manual rule changes approved from July 2009 through the present are listed below.
Sections
Section 102.01
- Minimum Numerical Standards—Domestic Companies—Equity Listings (approved October 18, 2012)
Section 102.01B
- Company must demonstrate an aggregate market value...
(approved January 21, 2010)
Section 102.01C
- A company must meet one of the following financial standards
(approved May 15, 2012)
Section 102.01F
- Policy on Listing Reverse Merger Companies
(approved November 8, 2011)
Section 103.00
- Foreign Private Issuers
(approved October 18, 2012)
Section 103.01A
- A company must meet the following distribution, size and price requirements
(approved January 21, 2010)
Section 103.01B
- A company must meet one of the following financial standards
(approved May 15, 2012)
Section 103.01E
- Policy on Listing Reverse Merger Companies
(approved November 8, 2011)
Section 202.06
- Procedure for Public Release of Information (approved January 11, 2013)
Section 203.01
- Annual Financial Statement Requirement (approved October 1, 2009)
Section 203.02
- Interim Earnings Release Requirement (approved October 1, 2009)
Section 204.00
- Notice to and Filings with the Exchange (approved January 11, 2013)
Section 303A.00
- Corporate Governance Standards (approved January 11, 2013)
Section 303A.02
- Corporate Governance Standards (approved January 11, 2013)
Section 303A.05
- Corporate Governance Standards (approved January 11, 2013)
Section 307.00
- Related Party Transactions (approved November 25, 2009)
Section 311.01
- Publicity and Notice to the Exchange of Redemption (approved January 11, 2013)
Section 402.08
- Giving a Proxy to Vote Stock (approved September 9, 2010)
Section 402.09
- Exchange Proxy Contest Rules (approved July 1, 2009)
Section 501.00
- DRS Participation (approved September 6, 2011)
Section 601.00
- Services to be Provided by Transfer Agents and Registrars (approved January 11, 2013)
Section 703.12
- Warrants Listing Standards (approved December 2, 2009)
Section 703.22
- Equity Index-Linked Securities, Commodity-Linked Securities and Currency-Linked Securities (approved December 23, 2009)
Section 802.01
- Continued Listing Criteria (approved July 14, 2009)
Section 802.01B
- Numerical Criteria for Capital or Common Stock (approved November 2, 2009)
Section 802.01C
- Price Criteria for Capital or Common Stock (approved September 2, 2009)
Section 902.02
- General Information on Fees (approved December 6, 2012)
Section 902.05
- Fees for Listing Structured Products (approved January 12, 2010)
Section 902.08
- Listings Fees for Debt Securities and Listed Structured Products Traded on NYSE Bonds (approved November 28, 2011)
Section 905.01
- Requesting Customer Instructions When Broker May Vote on All Proposals Without Instructions (approved November 20, 2009)
Section 905.02
- Sending Signed Proxies to Customers When Proxy Contains No Proposals to be Voted On (approved February 7, 2011)
Section 905.03
- Requesting Customer Instructions When Broker May Vote on Certain But Not All of the Proposals Without Instructions (approved February 7, 2011)
Section 907.00
- Products and Services Available to Issuers (approved November 2, 2012)
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